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Disclosures

Important information about our services

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What we are

Top Broker Recruiting is a recruiting and placement agency for financial advisors and firms. We are not a broker-dealer, investment adviser, law firm, accounting firm or lender.

No guarantees

We do not guarantee placements, introductions, offers, compensation, transaction outcomes or the retention of any clients.

Not advice

Content on this site, including guides and calculators, is general education and is not investment, legal, tax or lending advice. Calculator results are illustrations only.

Firm names

Firm names, models and channels are mentioned for education only and do not imply any affiliation, endorsement or open role.

Your obligations

Advisors are responsible for complying with their employment agreements, regulatory requirements and client-privacy obligations. Consult your own attorney before acting.

SPV and private-market products

Top Broker Recruiting does not offer, sell or recommend securities, SPVs or any investment product. Information about SPV product lines and fee arrangements is general education. Any offering, fee share or compensation arrangement is between the advisor, the firm and their clients, and must comply with applicable securities laws, firm policies and disclosure requirements.

Compensation

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